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Vice President of Compliance The Westminster Group Based upon experience New York, NY 02 Jul 09

Our client is a well-known, worldwide leading investment firm that provides a full range of financial services...

DIrector of Global Compliance Not Disclosed $240 - $270K + 30% to 40% bonus New York, NY, 10010 02 Jul 09

Major Institutonal Investment Company seeks Compliance executive with 20+ years of business experience. Must ...

Chief Compliance Officer Not Disclosed Competitive remuneration and comprehensi... Newark, NJ 02 Jul 09

Chief Compliance Officer (CCO) - knowledgeable and competent regarding federal (e.g. SEC), state, and SROs (e....

SOX Compliance Officer BlackRock Inc. not disclosed USA-NY-New York City 02 Jul 09

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Intake Analyst Morgan Stanley not disclosed USA-NY-White Plains 02 Jul 09

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Compliance Assessment - Associate Morgan Stanley not disclosed USA-NY-New York City 02 Jul 09

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Bank Regulatory Group Morgan Stanley not disclosed USA-NY-New York City 02 Jul 09

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VP - Financial Holding Company - Compliance Morgan Stanley not disclosed USA-NY-New York City 02 Jul 09

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Senior Project Manager - Firm Policy Officer Morgan Stanley not disclosed USA-NY-New York City 02 Jul 09

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Compliance Officer Not Disclosed Competitive Minneapolis, MN 02 Jul 09

Successful Minneapolis-based hedge fund is looking for an experienced Compliance Officer.

Chief Financial Officer Not Disclosed Competitive New York City, NY 01 Jul 09

The CFO will be responsible for financial planning and growth for the firm and its global subsidiaries. The CF...

Compliance Manager Not Disclosed Competitive New York City, NY 01 Jul 09

Oversee Compliance staff as they perform compliance duties applicable with NFA & CFTC laws and regulations, de...

Director Bank Compliance Audit The Compliance Search Group LLC Upon Experience New York, NY 01 Jul 09

Top Tier Inv. Bank/Bank Holding Co. is seeking an Executive Director to join its Internal Audit Division. The ...

E-Discovery Project Manager Stroz Friedberg, LLC Competitive salary and benefits package... Westport, CT, 06880 01 Jul 09

Stroz Friedberg is seeking a dedicated professional E-Discovery Project Manager for our E-Discovery Support Te...

E-Discovery Specialist Stroz Friedberg, LLC Competitive salary and benefits package... Westport, CT, 06880 01 Jul 09

Stroz Friedberg is seeking an E-Discovery Specialist for our E-Discovery Support Team. Recent computer scienc...

Investment Management Compliance Analyst The Compliance Search Group LLC Upon Experience Stamford, CT 30 Jun 09

Investment Management division of a financial services firm seeks a Compliance Analyst

Tax Manager, Assistant Vice President State Street Corporation Competitive Boston, MA 30 Jun 09

State Street is looking for Tax Manager, Assistant Vice President

AML/OFAC Compliance Analyst Société Générale - US Commensurate with experience New York, NY, 10020 30 Jun 09

Societe Generale is currently seeing an AML/OFAC Compliance Analyst to join their staff. This position is bas...

Compliance Testing & Monitoring Officer Société Générale - US Commensurate with experience New York, NY, 10020 30 Jun 09

Société Générale is looking for a Compliance Testing & Monitoring Officer to join the New York Legal / Complia...

CDO Compliance Analyst Career Group Search Base plus discretionary bonus Los Angeles, CA 30 Jun 09

Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO an...

Anti-Money Laundering - Quality Assurance Officer The Compliance Search Group LLC Upon Experience New York, NY 30 Jun 09

Quality Assurance Compliance Officer – This position is needed to provide an AML monitoring program. This ...

Sanctions/Transactions Surveillance Officer The Compliance Search Group LLC Upon Experience New York, NY 30 Jun 09

This position is needed to provide Sanctions and Transaction Surveillance coverage. This position is located i...

Equity Research Compliance The Forum Group Base salary, bonus, excellent benefits New York, NY, 10019 30 Jun 09

Our client a globally recognized top tier investment bank is seeking to add to their Research Compliance group...

Senior Compliance Analyst The Forum Group Base and Bonus New York, NY, 10016 30 Jun 09

The Senior Analyst will be a member of the Trade Surveillance team, charged with ensuring compliance with resp...

Compliance Officer--Director of Training and Policies The Forum Group Base salary, bonus and benefits New York, NY, 10005 30 Jun 09

The Compliance Officer will be a member of the Compliance Department and help with efforts to ensure complianc...

BACC Compliance Officer Credit Suisse Excellent USA-NY-New York City 30 Jun 09

BACC Compliance Officer

Paralegal/Transactional Documentation Negotiator Barclays Global Investors (US) Market Competitive San Francisco, CA, 94105 29 Jun 09

The candidate would be responsible primarily for the preparation, negotiation and maintenance of documentation...

Senior Attorney - Investment Banking Group UBS AG - Investment Bank USD New York, NY, 10019 29 Jun 09

We have an opening for a senior attorney in the UBS Investment Banking legal group for the Americas region.

Alternative Investments Senior Compliance Officer Credit Suisse Excellent USA-NY-New York City 29 Jun 09

Asset Mgmnt Compliance

COO (Broker Dealer) Street Advisor Group very competitive Greenville, SC 29 Jun 09

Investment firm located in South Carolina seeks a Chief Operating Officer.

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